SEC vs NASI

Below is the court docket for case 2-14-CV-07249, the SEC case against NASI (as well as Ed & Joel). For simplicity and readability, the descriptions have been shortened.

Contains all docket entries through 02/14/2018.

DateNo.DescriptionAttachments
02/14/2018261Receiver's Fourteenth Status Report
02/12/2018260Order Granting Receiver's and Matkins' Twelfth Interim Fee Applications
02/07/2018259Amended Scheduling Notice - Vacating Hearing for Twelfth Interim Fee Applications of the Receiver & Allen Matkins
02/07/2018258Vacating Hearing for Twelfth Interim Fee Application of the Receiver and the Claims Procedure
02/06/2018257Order Approving Settlement with Anita and Mort Green
02/06/2018256Order Approving Claims Procedure
01/11/2018255Notice to Filer of Deficiencies
01/11/2018254Non-Opposition to Hearing Twelfth Interim Fee Application of Receiver, Allen Matkins
01/11/2018253Non-Opposition to Motion for Order for Approval of Settlement With Anita and Mort Green
01/11/2018252Non-Opposition to Renewed Motion Approval of Procedures for the Administration of Investor and Creditor Claims
01/10/2018251Motion RE: Application for Hearing Twelfth Interim Fee Application of Receiver, Allen Matkins
01/10/2018250Twelfth Interim Fee Application of Allen Matkins
  1. Proposed Order
01/10/2018249Twelfth Interim Fee Application of Receiver
  1. Proposed Order
01/09/2018248Motion for Order for Approval of Settlement With Anita and Mort Green
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
01/09/2018247Renewed Motion Approval of Procedures for the Administration of Investor and Creditor Claims
  1. Proposed Order
12/27/2017246Order Approving Settlement with Nicholas D. Cleland.
12/06/2017245Non-Opposition to Motion for Approval of Settlement with Nicholas D. Cleland
12/06/2017244Motion for Approval of Settlement with Nicholas Cleland
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
12/04/2017243Order Denying Motion for Procedures for the Administration of Investor and Creditor Claims Against the Receivership Estate
11/30/2017242Scheduling Notice of Advancing Time of Hearing fro 10:00 am to 9:00 am on 12/04/2017
11/28/2017241Receiver's Thirteenth Interim Report
11/14/2017240Non-Opposition to Motion for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate
10/31/2017239Motion for Approval of Procedures for the Administration of Investor and Creditor Claims against the Receivership Estate
  1. Proposed Order
10/10/2017238Order Granting Fee Applications of Receiver, Allen Matkins and Receiver's Accountant.
10/05/2017237Vacating Hearing for Eleventh Interim Fee Applications of the Receiver and Allen Matkins and Third Interim Fee Application of the Accountant to the Receiver
09/22/2017236Notice of Non-Opposition to Application for Hearing Eleventh Interim Fee Application of Receiver, Eleventh Interim Fee Application of Allen Matkins and Application for Hearing Third Interim Fee Application of Tax Accountant to the Receiver
09/11/2017235Notice of Electronic Filing RE Order 234 emailed to verdries@lbbslaw.com bounced due to 550.
09/11/2017234Order Approving Settlement with Emelio and Elizabeth Maluje
09/01/2017233Proof of Service
09/01/2017232Application for Hearing Eleventh Interim Fee Application of Receiver
09/01/2017231Application for Hearing Third Interim Fee Application of Duffy, Kruspodin & Company, LLC
  1. Proposed Order
09/01/2017230Application for Hearing Eleventh Interim Fee Application of Allen Matkins
  1. Proposed Order
09/01/2017229Application for Hearing Eleventh Interim Fee Application of Receiver
  1. Proposed Order
08/25/2017228Notice of Non-opposition to Motion for Order for Approval of Settlement with Emilio and Elizabeth Maluje
08/16/2017227Motion for Order for Approval of Settlement with Emilio and Elizabeth Maluje
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
08/08/2017226Receiver's Twelfth Report and Recommendations
06/15/2017225Order Granting Receiver's and Receiver's Counsel's Tenth Interim Fee Application
06/05/2017224Notice of Non-Opposition to Application for Hearing Tenth Interim Fee Application of Allen Matkins
05/24/2017223Proof of Service
05/24/2017222Motion RE Application for Hearing Tenth Interim Fee Application of Allen Matkins
05/24/2017221Application for Hearing Tenth Interim Fee Application of Allen Matkins
05/24/2017220Application for Hearing Tenth Interim Fee Application of Receiver
  1. Proposed Order
05/10/2017219Order Granting Motion for Approval of Settlement with Bette L. Klein, The Bette L. Klein Family Trust, and Sherman Oaks Management Corp
05/08/2017218Notice of Non-Opposition to Motion for Approval of Settlement with Bette L. Klein, The Bette L. Klein Family Trust, and Sherman Oaks Management Corp
05/05/2017217Receiver's Eleventh Report
04/24/2017216Notice of Motion for Approval of Settlement with Bette L. Klein, The Bette L. Klein Family Trust, and Sherman Oaks Management Corp
  1. Attachments: # 1 Declaration Aaron J. Kudla with Exhibit 1
  2. Proposed Order
  3. Affidavit Proof of Service
04/12/2017215Change of Address for Edward G Fates
  1. Proof of Service
04/04/2017214The Court Denies the Ex-Parte Application for Order for Order Allowing Interested Parties to Intervene
03/24/2017213Order Granting Motion for Approval of Settlement with Andrew Blaine Miller
03/20/2017212Notice of Non-Opposition to Motion for Order for Approval of Settlement with Andrew Blaine Miller
03/07/2017211Motion for Order for Approval of Settlement with Andrew Blaine Miller
  1. Declaration Aaron J. Kudla with Exhibit 1
  2. Proposed Order
02/28/2017210Order Granting Ninth Interim Fee Applications of Receiver & Receiver's Counsel
02/23/2017209Proof of Service
02/23/2017208Notice of Motion RE: Application for Hearing Ninth Interim Fee Application of Allen Matkins
02/23/2017207Application for Hearing Ninth Interim Fee Application of Allen Matkins
  1. Proposed Order
02/23/2017206Application for Hearing Ninth Interim Fee Application of Receiver
  1. Proposed Order
02/10/2017205Order Granting Settlement with Kim Fernandez
02/06/2017204Response in Support of Motion for Order for Approval of Settlement with Kim Fernandez
01/27/2017203Order Granting Settlement with Ron L. Moskowitz and RLM Financial Services, Inc.
01/26/2017202Response in Support of Motion for Order for Approval of Settlement with Ron L. Moskowitz and RLM Financial Services, Inc.
01/25/2017201Receiver's Tenth Report
01/19/2017200Motion for Order for Approval of Settlement with Kim Fernandez
  1. Declaration Aaron J. Kudla with Exhibit 1
  2. Proposed Order
01/13/2017199Motion for Order for Approval of Settlement with Ron L. Moskowitz and RLM Financial Services, Inc.
  1. Declaration Aaron J. Kudla with Exhibit 1
  2. Proposed Order
12/26/2016198Order Granting Motion for Approval of Settlement with Elliot Sklar
12/15/2016197Motion for Order for Approval of Settlement with Elliot Sklar
  1. Declaration Aaron J. Kudla ISO Motion with Exhibit 1
  2. Proposed Order
08/23/2016196Civil Minutes - Order Granting Fee Applications
12/05/2016195Notice of Non-Opposition to Application for Hearing Second Interim Fee Application of Duffy
11/28/2016194Proof of Service
11/28/2016193Application for Hearing Second Interim Fee Application for Duffy
11/28/2016192Application for Hearing Second Interim Application of Accountants for the Receiver
  1. Proposed Order
11/28/2016191Application for Hearing Eight Interim Fee Application of Allen Matkins
  1. Proposed Order
11/28/2016190Application for Hearing Eighth Interim Fee Application of Receiver
  1. Proposed Order
11/08/2016189Order Granting Approval of Settlements with (A) Carolyn and Thomas Thompson and (B) David Bishop, Patty Bishop and Planet Import
11/04/2016188Motion for Order for Approval of Settlement with (A) Carolyn and Thomas Thompson and (B) David Bishop, Patty Bishop and Planet Import
  1. Declaration Aaron J. Kudla ISO Motion For Approval of Settlements, with Exhibits 1-2
  2. Proposed Order
11/01/2016187Notice - Judge James Otero Relocating to Courtroom 10C
10/25/2016186Receiver's Ninth Report
10/05/2016185Order Granting Settlement with Seymour and Barbara Phillips
09/28/2016184Motion for Order for Approval of Settlement with Seymour and Barbara Phillips
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
09/09/2016183Change of Address for Tim Hsu
09/07/2016182Order Granting Settlement with Denver and Afsaneh Dale
08/23/2016181Order Granting Seventh Interim Fee Applications
08/22/2016180Notice of Non-Opposition to Application for Hearing First and Final Fee Application of Goold Patterson
08/19/2016179Motion for Order for Approval of Settlement with Denver & Afsaneh Dale
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
08/15/2016178Proof of Service
08/15/2016177Motion RE: First and Final Interim Fee Application of Goold Patterson
08/15/2016176Application for Hearing First and Final Interim Fee Application of Goold Patterson
  1. Proposed Order
08/15/2016175Application for Hearing Seventh Interim Fee Application of Allen Matkins
  1. Proposed Order
08/15/2016174Application for Hearing Seventh Interim Fee Application of Receiver
  1. Proposed Order
07/22/2016173Receiver's Eighth Report
07/19/2016172Order Approving Settlement Agreement with William Firestone
07/07/2016171Vacating Hearing on Order for Approval of Settlement with William Firestone
06/28/2016170Order Approving Settlement with Ann and Donald Noel
06/24/2016169Motion for Order for Approval of Settlement with Ann and Donald Noel
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
06/20/2016168Notice of Non-Opposition to Motion for Order for Approval of Settlement with William Firestone
06/14/2016167Notice of Errata to Correct Document 166
06/13/2016166Motion for Order for Approval of Settlement with William Firestone
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
06/06/2016165Order Granting Sixth Interim Fee Applications
05/31/2016164Notice of Non-Opposition to Application for Hearing Sixth Interim Fee Application
05/27/2016163Order Granting Application to File Under Seal
05/25/2016162Proof of Service
05/25/2016161Sealed Declaration of Support to File Document Under Seal
05/25/2016160Application to File Document Under Seal
  1. Proposed Order
05/23/2016159Proof of Service
05/23/2016158Motion RE: Sixth Interim Fee Applications of Receiver and Allen Matkins
05/23/2016157Application for Hearing Sixth Interim Fee Application of Allen Matkins
  1. Proposed Order
05/23/2016156Application for Hearing Sixth Interim Fee Application of Receiver
  1. Proposed Order
05/17/2016155Notice of Filing Transcript
05/17/2016154Transcript for proceedings held on 3/29/16 9:07 a.m.
05/16/2016153Order for Receiver to Disclose Estimated Number of Future Related Cases
05/05/2016152Receiver's Seventh Report
05/05/2016151Vacating Status Conference
05/04/2016150Order Approving Settlement with Harvey Turell and Linda Turell
05/03/2016149Amended Order Granting Receiver's Motion for Authority
05/02/2016148Non-Opposition to Motion for Order for Approval of Settlement with Harvey Turell and Linda Turell
04/29/2016147Proof of Service
04/29/2016146Sealed Document Errata RE: Supplemental Declaration of Michael Newhouse in Support of Receiver's Motion for Authority
04/29/2016145Proof of Service
04/29/2016144Notice of Lodging filed of Amended [Proposed] Order Granting Receiver's Motion for Authority
04/29/2016143Sealed Document Supplemental Brief in Support of Motion for Authority
  1. Supplemental Declaration of William J. Hoffman
  2. Supplemental Declaration of Michael Newhouse
  3. Declaration of David Wallace
  4. Declaration of Howard B. Miller
  5. Declaration of Robert L. Brace
  6. Declaration of Steven M. Nunez
04/20/2016142Motion for Order for Approval of Settlement with Harvey Turell and Linda Turell
04/11/2016141Proof of Service
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
04/11/2016140Notice of Lodging Filed of [Proposed] Order Granting Receiver's Motion for Authority
04/08/2016139Sealed Motion for Authority
  1. Declaration of William J. Hoffman
  2. Declaration of Michael Newhouse
03/29/2016138Minutes of Application to file document Receiver's Motion for Authority under seal
03/30/2016137Order Granting Fifth Interim Fee Applications of Receiver and Allen Matkins
03/25/2016136Non-Opposition to Application to file document Receiver's Motion for Authority under seal
03/24/2016135Withdrawal of Motion for Order 131 filed by Non Party Intervenors
03/24/2016134Vacating Hearing for Fifth Interim Fee Applications of the Receiver and Allen Matkins
03/24/2016133Notice to Filer of Deficiencies
03/23/2016132Notice of Related Case No 5:16-cv-00502-R
  1. Class Action Complaint
03/23/2016131Ex Parte Application for Order Allowing Interested Parties to Intervene in Opposition to Sealing of Court File
03/23/2016130Notice of Appearance or Withdrawal or Counsel: for attorney Julio J. Ramos
03/21/2016129Notice of Non-Opposition to Application for Hearing Fifth Interim Fee Application of Allen Matkins
03/17/2016128Scheduling Notice of Continuance Hearing RE: Application to File Motion for Authority
03/16/2016126Order Granting Settlement with Frances McCaffrey
03/15/2016127Setting a Hearing for the Application for Leave to File Under Seal Motion for Authority
03/15/2016125Notice of Appearance Filed by Attorney Steven M. Nunez
03/14/2016124Notice of Non-Opposition to Motion for Order for Approval of Settlement with Frances McCaffrey
03/11/2016123Proof of Service
03/11/2016122Motion RE: Fifth Interim Fee Applications of Receiver and Allen Matkins
03/11/2016121Application for Hearing Fifth Interim Fee Application of Allen Matkins
  1. Proposed Order
03/11/2016120Application for Hearing Fifth Interim Fee Application of Receiver
  1. Proposed Order
03/11/2016119Sealed Declaration in Support of #118
03/11/2016118Application to File Receiver's Motion for Authority Pursue Claims Against City National Bank and Engage Special Counsel
03/01/2016117Motion for Order for Approval of Settlement with Frances McCaffrey
02/25/2016115Vacating Hearing for Motion for Order for Approval of Settlement
02/24/2016116Order Granting Motion for Approval of Settlement
02/17/2016114Receiver's Sixth Report
02/16/2016113Notice of Non-Opposition to Motion for Order for Approval of Settlement
02/05/2016112Motion for Order for Approval of Settlement with Berwyn Friedman and Elaine Friedman
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
01/26/2016111Order Approving Joint Stipulation
01/26/2016110Joint Stipulation for Order RE: Real Property Owned by Gillis
12/23/2015109Order Granting Receiver's Fourth Interim Fee Application, Allen Matkin's Fourth Interim Fee Application and the Accountant's First Interim Fee Application
12/22/2015108Order Vacating Hearing for Fourth Interim Fee Application of the Receiver
12/17/2015107Notice of Non-Opposition to Application for Hearing First Interim Fee Application of Accounts to the Receiver
12/10/2015106Notice to Filer of Deficiencies
12/09/2015105Proof of Service
12/09/2015104Motion RE: Application for Hearing First Interim Fee Application of Accountants for the Receiver
12/09/2015103Application for Hearing First Interim Fee Application of Accountants for the Receiver
  1. Proposed Order
12/09/215102Application for Hearing Fourth Interim Fee Application of Allen Matkins
  1. Proposed Order
12/09/2015101Application for Hearing Fourth Interim Fee Application of Receiver
  1. Proposed Order
11/24/2015100Order Granting Receiver's Motion for Approval of Settlement with Barbara Adler
11/11/201599Motion for Settlement Approval with Barbara Adler
  1. Declaration of Aaron J. Kudla
  2. Proposed Order
11/02/201598Receiver's Fifth Interim Report
09/28/201597Order Confirming Status of Studio Maui Productions and Directing Branscome Richmond to Turn Over Assets
09/22/201596Order Vacation Hearing for Order to Confirm Studio Maui & Akamai RV as Receivership Entity and Directing Branscombe Richmond to Turn Over Assets
09/15/201595Order Granting Receiver's and Receiver's Counsel's Third Interim Fee Applications
09/14/201594Order Vacating Hearings for Third Interim Fee Applications of Receiver and Allen Matkins
09/02/201593Motion for Order to Confirm Studio Maui & Akamai RV as Receivership Entity and Directing Branscombe Richmond to Turn Over Assets
  1. Declaration of Aaron J. Kudla
  2. Declaration of Ted Fates
  3. Proposed Order
  4. Proof of Service
08/31/201592Order Granting SEC Motion for Partial Summary Judgment and Entering Permanent Injunction
08/31/201591Notice of Non-Opposition to Motion for Hearing Third Interim Fee Applications of Allen Matkins
08/27/201590Order Modifying Pretrial and Trial Dates
08/25/201589Order Granting Relief from Orders Declining Transfers of Clawback Actions
08/24/201588Supplement to Motion for Relief from Orders Declining Transfers of Clawback Actions
08/24/201587Notice of Non-Opposition to Motion for Relief from Orders Declining Transfers of Clawback Actions
08/20/201586Motion for Partial Summary Judgment by Plaintiff
Attachments: Stipulation by Defendants Gillis and Wishner for Entry of Partial Summary Judgment, Proposed Order Granting Partial Summary Judgment, Proposed Order Modifying Pretrial and Trial Dates
08/18/201585Proof of Service
08/18/201584Motion RE: Motion for Hearing Third Interim Fee Application of Allen Matkins
08/18/201583Motion for Hearing Third Interim Fee Application of Allen Matkins
  1. Proposed Order
08/18/201582Motion for Hearing Third Interim Fee Application of Receiver
  1. Proposed Order
08/13/201581Motion for Relief from Orders Declining Transfers of Clawback Actions
  1. Proposed Order
08/03/201580Receiver's Fourth Report
06/16/201579Order Granting Receiver's and Receiver's Counsel's Fee Applications
06/12/201578Notice of Non-Opposition to Motion for Hearing Second Interim Fee Application of the Receiver and Allen Matkins
06/08/201577Proof of Service
06/08/201576Motion for Hearing Second Interim Fee Application of the Receiver
06/08/201575Motion for Hearing Second Interim Fee Application of Allen Matkins
  1. Proposed Order
06/08/201574Motion for Hearing Second Interim Fee Application of the Receiver
  1. Proposed Order
05/27/201573Receiver's Third Report
04/21/201572Order Granting Receiver's Fee Applications and Motion for Authority to Pursue Clawback Claims
04/13/201571Request for Notice of Interested Parties
04/13/201570Notice of Order Vacating Hearing on Motions
04/06/201569Notice of Non-Opposition to Motion for Hearing First Interim Fee Application of Allen Matkins
03/17/201568Proof of Service
03/17/201567Motion RE: Motion for Hearing First Interim Fee Application of Allen Matkins
03/17/201566Motion for Hearing First Interim Fee Application of Allen Matkins
  1. Proposed Order
03/17/201565Motion for Hearing Receiver's First Interim Fee Application
  1. Proposed Order
03/17/201564Motion for Order for Authority for Receiver to Pursue Clawback Claims
  1. Proposed Order
02/13/201563Notice of Appearance filed by Attorney Michael P. Denver for Michael Beresford (Interested Party)
02/13/201562Notice of Appearance by Attorney Michael P. Denver for Hattie Beresford (Interested Party)
02/02/201561Minutes of Scheduling Conference
01/30/201560Receiver's Second Report
01/19/201559Discovery Plan of the Parties
01/07/201558Notice to Filer of Deficiencies
01/06/201557Declaration of Gary Y. Leung RE: Service Upon Gillis
12/09/201456Notice of Interested Parties
12/09/201455Notice of Interested Parties
12/09/201454Notice to Filer of Deficiencies
12/09/201453Notice to Filer of Deficiencies
12/08/201452Order Setting Scheduling Conference for 02/02/2015
12/08/201451Notice of Appearance or Withdrawal of Counsel: Adding Dolly K. Hansen for Gillis and NASI
12/05/201450Wishner's Answer to Complaint
12/05/201449Gillis' Answer to Complaint
11/20/201448Initial Standing Order
11/18/201447Order Approving Receiver's First Report
11/14/201446Notice of Appearance or Withdrawal of Counsel: Adding Attorney Kyra E. Andrassy for Creditors
11/14/201445Notice of Appearance or Withdrawal of Counsel: Adding Attorney Lei Lei W. Ekvall for Creditors
11/06/201444Receiver's First Report
11/05/201443Waiver of Service
10/30/201441Proof of Service
10/30/201440Vacating Order to Show Cause Hearing (No Appearance Required on November 10, 2014)
10/29/201442Preliminary Injunction
10/29/201439Gillis' Financial Disclosure
10/29/201438Wisher's Response to Part X of September 30, 2014 Court Order
10/28/201437Stipulation for Preliminary Injunction RE: Gillis
  1. Proposed Order
10/28/201436Stipulation for Preliminary Injunction RE: Wishner
  1. Proposed Order
10/23/201435Notice of Appearance or Withdrawal of Counsel: Adding Attorney Elana Dorit Cuzzo for Harvey R. Ganz (Interested Party)
10/23/201434Notice of Appearance or Withdrawal of Counsel: Adding Attorney Sharon Z. Weiss for Harvey R. Ganz (Interested Party)
10/21/201433Notice of Appearance or Withdrawal of Counsel: Adding Attorney Payam Khodadadi for Hilton Worldwide, Inc. (Interested Party)
10/17/201432Notice of Appearance or Withdrawal of Counsel: Adding Attorney Tim C. Hsu for William Hoffman
10/17/201431Notice of Appearance or Withdrawal of Counsel: Adding Attorney Ted Fates for William Hoffman
10/15/201430Order Extending the Temporary Restraining Order and Continuing Hearing on the Order to Show Cause to November 10, 2014
10/15/201429Order Extending Deadline for Financial Disclosures for Temporary Restraining Order to October 15, 2014
10/14/201428Stipulation for Extension of Time to File Temporary Restraining Order
10/14/201427Alexander "Alex" Trejo's Objection Opposition RE: Ex Parte Application for Temporary Restraining Order
10/09/201426Notice of Change of Attorney Business or Contact Information for Attorney Gary Y. Leung
10/07/201425Notice of Appearance or Withdrawal of Counsel: Adding James W. Spertus for Joel Gillis and NASI
10/07/201424Notice of Appearance or Withdrawal of Counsel: Adding Attorney Marc Stefan Williams for Edward Wishner
10/07/201423Wishner's Stipulation for Extension of Time to File Disclosures
  1. Proposed Order
10/07/201422Notice of Appearance or Withdrawal of Counsel: Adding Attorney Reuven L. Cohen for Edward Wishner
10/02/201421Order to Unseal Case File and Docket
09/30/201420Declaration of Gary Y. Leung
09/30/201419Application to File the Declaration of Gary Y. Leung
09/30/201418Notice of Court-Directed ADR Program
09/30/201417Temporary Restraining Order
09/30/201416Notice of Assignment to Judge James Otero and Judge Frederick F. Mumm
09/30/201415Recommendation That William Hoffman Be Appointed Receiver
09/30/201414Order Granting Temporary Restraining Order
09/30/201413Declaration of Peter F. Del Greco
  1. Part 1
  2. Part 2
  3. Part 3
  4. Part 4
  5. Part 5
  6. Part 6
  7. Part 7
  8. Part 8
  9. Part 9
  10. Part 10
  11. Part 11
  12. Part 12
  13. Part 13
09/30/201412Declaration of Teri Wilks
09/30/201411Declaration of Sheldon Appel
09/30/201410Declaration of Kapan Wong
  1. Part 1
09/30/20149Declaration of Cheryl Seger
09/30/20148Declaration of Roger Boudreau
09/30/20147Memorandum of Points and Authorities in Support of Temporary Restraining Order
09/30/20146Ex-Parte Application for Temporary Restraining Order
09/30/20145Certification and Notice of Interested Parties
09/30/2014421 Day Summons Issued
09/30/20143Complaint
09/30/20142Permission Granted to Seal Application for Temporary Restraining Order
09/17/20141Application to File Temporary Restraining Order